Arthur Dolega

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2004 → 07/2025
  Next Financial Group Inc
  New York, NY
• 07/2025 → Present
  Lpl Financial Llc
  New York, NY

Previous Registrations

• 2013-05-06 → 2025-07-10
  Next Financial Group, Inc.
  New York, NY
  Yardley, PA

Other Businesses

1. 07/2025 - Vision Financial Planning - DBA for LPL Business (entity for LPL business) - New York, NY - INV REL - Start Date 10/04/2004 - 80hrs/mth | 80hrs during trading 2. 07/2025 - Vision Financial Planning - Non-Variable Insurance - New York, NY - INV REL - Start Date 10/04/2004 - 8hrs/mth | 8hrs during trading 3. 07/2025 - Polish & Slavic FCU - Non-profit volunteer (not on board) - Brooklyn, NY - INV REL - Start Date 07/14/2014 - 6hrs/mth | 0hrs during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-07-31

Designations

• Certified Financial Planner