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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-07-26
TX RA APPROVED 2023-07-26
  • MD RA
    APPROVED
    Since 2023-07-26
  • TX RA
    APPROVED
    Since 2023-07-26

Branch Locations

7501 Wisconsin Ave. Suite 740W, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Bethesda MD 11/2013 07/2023
Raymond James & Assoicates, Inc. Bethesda MD 07/2023 Present
Previous Registrations
  • 2005-12-09 → 2023-08-04
    Bethesda, MD
    Weehawken, NJ
    Bethesda, MD
    Rockville, MD
  • 2003-01-07 → 2005-12-09
    Johnston Lemon Asset Management Inc
    Washington, DC
Other Businesses

Aspen Hill Cristian Church / 13501 Georgia Avenue Aspen Hill, MD 20906 / United States / Other / Other Church / Religious / Church, religious services / Member of Board of directors / Board Chairman - Coordinate all the Church Ministries with the minister... the ministries are Worship, Membership, Outreach, Property, Fellowship, Stewardship and Education. Conduct a monthly Board meeting and a monthly Program Council Meeting / Start Date 1/1/2020

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-08
S63 Uniform Securities Agent State Law Examination 1999-03-10
  • S65 Uniform Investment Adviser Law Examination
    2002-07-08
  • S63 Uniform Securities Agent State Law Examination
    1999-03-10

View on SEC IAPD

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