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Jared Ray Zeiser

Zeiser Wealth Management LLC

Hot Springs, AR

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Current Employers
Zeiser Wealth Management Llc

1702 Malvern Avenue, Suite A, Hot Springs, AR 71901 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2018-04-18
TX RA APPROVED_RES 2018-04-18
AR RA APPROVED 2017-03-01
  • LA RA
    APPROVED
    Since 2018-04-18
  • TX RA
    APPROVED_RES
    Since 2018-04-18
  • AR RA
    APPROVED
    Since 2017-03-01

Branch Locations

1702 Malvern Avenue, Suite A, Hot Springs, AR 71901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Services Charlotte NC 11/2008 03/2017
Triad Advisors, Inc. Norcross GA 03/2017 02/2019
Zeiser Wealth Management Llc Hot Springs AR 03/2017 Present
  • 11/2008 → 03/2017
    Lpl Financial Services
    Charlotte, NC
  • 03/2017 → 02/2019
    Triad Advisors, Inc.
    Norcross, GA
  • 03/2017 → Present
    Hot Springs, AR
Previous Registrations
  • 2008-11-17 → 2017-03-13
    Malvern, AR
    Hot Springs, AR
    Hot Springs, AR
    Fort Mill, SC
    Malvern, AR
  • 2006-01-06 → 2008-11-19
    Investment Professionals, Inc.
    Arkadelphia, AR
    Malvern, AR
    Hot Springs, AR
    San Antonio, TX
    Arkadelphia, AR
Other Businesses

1)Zeiser Wealth Management, LLC;investment related;1702 Malvern Ave,Suite A,Hot Springs,AR 71901;DBA/RIA;member,owner;1/2009;40 hrs/month;6.5 hrs during trading;DBA/RIA 2)Quadruple C's Properties;investment related;1702 Malvern Ave,Suite A,Hot Springs,AR 71901;rental building;owner/member;2012;0 hrs/month;0 hrs during trading;owner/member 3)Hot Springs Concord Properties,LLC;not investment related;1702 Malvern Ave,Hot Springs,AR 71901;POA for building complex & grounds;member;2012;0 hrs/month;0 hrs during trading;pays common property expenses 4)Appointment with multiple insurance carriers;not investment related;provide life,disability,ltc,insurance;2008;2 hrs/month;0 hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-05
S63 Uniform Securities Agent State Law Examination 1999-11-24
  • S65 Uniform Investment Adviser Law Examination
    2006-01-05
  • S63 Uniform Securities Agent State Law Examination
    1999-11-24

View on SEC IAPD

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