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1702 Malvern Avenue, Suite A, Hot Springs, AR 71901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2018-04-18 |
| TX | RA | APPROVED_RES | 2018-04-18 |
| AR | RA | APPROVED | 2017-03-01 |
Branch Locations
1702 Malvern Avenue, Suite A, Hot Springs, AR 71901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Services | Charlotte | NC | 11/2008 | 03/2017 |
| Triad Advisors, Inc. | Norcross | GA | 03/2017 | 02/2019 |
| Zeiser Wealth Management Llc | Hot Springs | AR | 03/2017 | Present |
1)Zeiser Wealth Management, LLC;investment related;1702 Malvern Ave,Suite A,Hot Springs,AR 71901;DBA/RIA;member,owner;1/2009;40 hrs/month;6.5 hrs during trading;DBA/RIA 2)Quadruple C's Properties;investment related;1702 Malvern Ave,Suite A,Hot Springs,AR 71901;rental building;owner/member;2012;0 hrs/month;0 hrs during trading;owner/member 3)Hot Springs Concord Properties,LLC;not investment related;1702 Malvern Ave,Hot Springs,AR 71901;POA for building complex & grounds;member;2012;0 hrs/month;0 hrs during trading;pays common property expenses 4)Appointment with multiple insurance carriers;not investment related;provide life,disability,ltc,insurance;2008;2 hrs/month;0 hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-24 |
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