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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-08-07
  • MD RA
    APPROVED
    Since 2026-08-07

Branch Locations

7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Mclean VA 05/2016 11/2016
Wells Fargo Clearing Services, Llc Mclean VA 11/2016 08/2026
Wells Fargo Advisors Financial Network, Llc Bethesda MD 08/2026 Present
Previous Registrations
  • 2016-05-27 → 2026-08-07
    Washington, DC
    Columbia, MD
    Mclean, VA
    Washington, DC
    Washington, DC
    Washington, DC
    Bethesda, MD
    Washington, DC
    Bethesda, MD
  • 2012-12-10 → 2016-06-01
    Rockville, MD
    Bethesda, MD
    Olney, MD
    Potomac, MD
    Potomac, MD
  • 2009-10-14 → 2012-10-09
    Navy Federal Asset Management, Llc
    Vienna, VA
  • 2005-10-14 → 2008-04-04
    Truist Investment Services, Inc.
    Laurel, MD
    Laurel, MD
  • 2003-01-03 → 2005-10-03
    Columbia, MD
  • 1999-09-23 → 2003-01-07
    Morgan Stanley Dw Inc.
    Chevy Chase, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-14
S63 Uniform Securities Agent State Law Examination 1998-12-17
  • S65 Uniform Investment Adviser Law Examination
    1999-04-14
  • S63 Uniform Securities Agent State Law Examination
    1998-12-17

View on SEC IAPD

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