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Mark Jeffrey Freilich

LPl Financial LLC

Collegeville, PA

CRD 3090676

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-04-22
PA RA APPROVED 2015-04-21
  • TX RA
    APPROVED_RES
    Since 2015-04-22
  • PA RA
    APPROVED
    Since 2015-04-21

Branch Locations

Collegeville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Blue Bell PA 05/2009 Present
  • 05/2009 → Present
    Lpl Financial
    Blue Bell, PA
Other Businesses

1. 11/18/2009 - DBA ONLY - DEKALB WEALTH MANAGEMENT, LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-23
S63 Uniform Securities Agent State Law Examination 1998-09-14
  • S65 Uniform Investment Adviser Law Examination
    1998-09-23
  • S63 Uniform Securities Agent State Law Examination
    1998-09-14

View on SEC IAPD

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