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John Andrew Nelson- Henry

Wells Fargo Clearing Services, LLC

Paramus, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-01-23
NJ RA APPROVED 2007-01-23
  • TX RA
    APPROVED_RES
    Since 2013-01-23
  • NJ RA
    APPROVED
    Since 2007-01-23

Branch Locations

461 From Road Suite 101, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Cliffside Park NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Cliffside Park NJ 11/2016 Present
Previous Registrations
  • 2005-12-08 → 2007-01-30
    Banc Of America Investment Services, Inc.
    Tampa, FL
  • 2005-04-26 → 2005-12-06
    Chase Investment Services Corp.
    Florham Park, NJ
Other Businesses

JOHN NELSON-HENRY; INV RELATED; WEEHAWKEN, NJ; 100% OWNERSHIP; 06/2024; 1 HOUR PER MONTH; 0 DURING TRADING; RENTAL INCOME

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-29
S63 Uniform Securities Agent State Law Examination 1998-12-28
  • S65 Uniform Investment Adviser Law Examination
    1999-05-29
  • S63 Uniform Securities Agent State Law Examination
    1998-12-28
Other Names
  • John Andrew Nelson

View on SEC IAPD

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STEWARD PARTNERS INVESTMENT ADVISORY, LLC
SANCTUARY ADVISORS, LLC
ROCKEFELLER FINANCIAL LLC

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Jennifer Williams
Claudine D. Isaac
Emma B. Hallett
Inna Price
Daniel K Roh
Thomas W. Larsen
JEREMY DAVID BROWER
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Other Offices

J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ

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