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Cathy Renee Waters

Waverly Advisors, LLC

Hamilton, OH

Birmingham, AL

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Current Employers
Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-10-22
  • OH RA
    APPROVED
    Since 2024-10-22

Branch Locations

1502 University Blvd Unit D, Hamilton, OH 45011 • United States

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Retirement Consultants, Inc Hamilton OH 01/1997 01/2020
L.M. Kohn & Company Cincinnati OH 06/1998 12/2016
9258 Wealth Management, Llc Cincinnati OH 01/2020 12/2024
Waverly Advisors, Llc Cincinnati OH 10/2024 Present
  • 01/1997 → 01/2020
    National Retirement Consultants, Inc
    Hamilton, OH
  • 06/1998 → 12/2016
    L.M. Kohn & Company
    Cincinnati, OH
  • 01/2020 → 12/2024
    9258 Wealth Management, Llc
    Cincinnati, OH
  • 10/2024 → Present
    Waverly Advisors, Llc
    Cincinnati, OH
Previous Registrations
  • 2020-01-03 → 2024-12-02
    9258 Wealth Management, Llc
    Hamilton, OH
  • 1999-10-06 → 2020-02-05
    National Retirement Consultants Inc
    Hamilton, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-09-25
  • S63 Uniform Securities Agent State Law Examination
    1998-09-25
Other Names
  • Cathy Renee Winsted
  • Cathy Renee Smallwood
  • Cathy Renee Ramsey
  • Cathy Renee Ramsey

View on SEC IAPD

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