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Eugene James Eignor

Nomura Investment Management Business Trust

Centerville, VA

Philadelphia, PA

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Current Employers
Nomura Investment Management Business Trust

610 Market Street, Philadelphia, PA 19106 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-10-23
VA RA APPROVED 2024-10-23
  • PA RA
    APPROVED
    Since 2024-10-23
  • VA RA
    APPROVED
    Since 2024-10-23

Branch Locations

Centerville, VA • United States

610 Market Street, Philadelphia, PA 19106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Shawnee Mission KS 05/2012 08/2020
Ivy Distributors, Inc Shawnee Mission KS 05/2012 Present
Alpha Chi House Corp State College PA 06/2008 07/2020
Delaware Distributors, L.P. Philadelphia PA 05/2021 Present
Macquarie Investment Management Philadelphia PA 05/2021 Present
Nomura Capital Management Llc Philadelphia PA 06/2026 Present
  • 05/2012 → 08/2020
    Waddell & Reed, Inc
    Shawnee Mission, KS
  • 05/2012 → Present
    Ivy Distributors, Inc
    Shawnee Mission, KS
  • 06/2008 → 07/2020
    Alpha Chi House Corp
    State College, PA
  • 05/2021 → Present
    Delaware Distributors, L.P.
    Philadelphia, PA
  • 05/2021 → Present
    Macquarie Investment Management
    Philadelphia, PA
  • 06/2026 → Present
    Nomura Capital Management Llc
    Philadelphia, PA
Previous Registrations
  • 2005-07-12 → 2009-07-07
    Rydex Advisory Services, Llc
    Rockville, MD
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-07-29
  • S63 Uniform Securities Agent State Law Examination
    1998-07-29
Designations

View on SEC IAPD

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Other Investors

IMRAN SHAUKAT
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ALYSSA LICHELLE ALEXANDER
SUNIL K DHARAMSI
MI HEE JUNG-CHRISTENSEN
MALCOLM JEWS
WILLIAM CLAYTON MOORE
ALICE V MILLER

Other Offices

TRUIST ADVISORY SERVICES, INC. · CENTERVILLE, VA
TRUIST ADVISORY SERVICES, INC. · CENTREVILLE, VA
WELLS FARGO CLEARING SERVICES, LLC · CENTREVILLE, VA
LPL FINANCIAL LLC · CENTERVILLE, VA
AMERITAS ADVISORY SERVICES, LLC · CENTREVILLE, VA
ALLSTATE FINANCIAL ADVISORS, LLC · Centreville, VA
PNC WEALTH MANAGEMENT LLC · CENTREVILLE, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Centreville, VA

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