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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-05-02
MS RA APPROVED 2012-03-07
  • TX RA
    APPROVED
    Since 2013-05-02
  • MS RA
    APPROVED
    Since 2012-03-07

Branch Locations

500 E. Lampkin St, Starkville, MS 39759 • United States

Renasant Bank 324 W Main St, West Point, MS 39773 • United States

Renasant Bank 301 N Church St, Louisville, MS 39339 • United States

Renasant Bank 905 Main St, Columbus, MS 39701 • United States

Renasant Bank 100 Russell St Unit #17, Starkville, MS 39759 • United States

400 Summit St, Winona, MS 38967 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Starkville MS 03/2012 Present
Previous Registrations
  • 2009-03-05 → 2012-03-07
    Columbus, MS
    Starkville, MS
  • 2007-02-13 → 2009-03-12
    Morgan Keegan & Company, Llc
    Starkville, MS
    Jackson, MS
  • 2004-11-24 → 2007-02-13
    Amsouth Investment Management Company Llc
    Starkville, MS
Other Businesses

(1) 02/01/2013: RENASANT FINANCIAL - INV REL - 500 E. LAMPKIN ST, STARKVILLE, MS 39759 - FINANCIAL INSTITUTION DUTY - 100% OF TIME SPENT - WORK AS A FINANCIAL CONSULTANT (2) 09/16/2014: RENASANT FINANCIAL SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 500 EAST LAMPKIN STREET, STARKVILLE, MS 39759 - START 09/11/2014 - NO TIME SPENT (3) 12/09/2024 - PKL Row - Rep's Business - Not Investment Related - Start Date 10/31/2024 - 5 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-29
S63 Uniform Securities Agent State Law Examination 1998-09-30
  • S66 Uniform Combined State Law Examination
    2003-10-29
  • S63 Uniform Securities Agent State Law Examination
    1998-09-30
Designations

View on SEC IAPD

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