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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-05 |
| AR | RA | APPROVED | 1998-09-01 |
Branch Locations
39 Highway 79 N, Magnolia, AR 71753 • United States
3256 W Hillsboro St Ste A, El Dorado, AR 71730 • United States
Taylor, AR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Magnolia | AR | 09/2005 | 03/2020 |
Business Ownership; Other; Other; 515 N JacksonMagnolia, AR 71753, , ** not provided **, N/A, 00000; Not Investment-Related; 01/01/2008; 0 hours per month; 0 during trading hours. Board of Directors; Nolte; William; Board Member; Taylor, AR 71864, , ** not provided **, N/A, 00000; 1 to 9 hours per month; .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-28 |
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