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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-02-12
TX RA APPROVED 2025-02-12
  • AR RA
    APPROVED
    Since 2025-02-12
  • TX RA
    APPROVED
    Since 2025-02-12

Branch Locations

15100 Pride Valley Rd, Little Rock, AR 72223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Little Rock AR 03/2009 02/2025
Thrivent Financial For Lutherans Appleton WI 03/2009 02/2025
Wells Fargo Advisors Financial Network, Llc Little Rock AR 02/2025 Present
Previous Registrations
Other Businesses

GIGI'S PLAYHOUSE POSITION: Secretary/ managing board member NATURE: not for profit acheivement center for people with Down Syndrome INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2020 ADDRESS: 301 N Shackelford Rd, Little Rock AR 72211, United States DESCRIPTION: taking meeting minutes, establishing and emailing out agenda, minutes and any other pertinent information to the board of directors and vote on decisions other than financial in which i obstain.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-17
  • S66 Uniform Combined State Law Examination
    2003-04-17
Other Names
  • Jenine Rochelle Intres
  • Jenine Rochelle Intres
  • Jenine Rochelle Stafford

View on SEC IAPD

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