Timothy James Henderson

Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 03/2017
  J.P. Morgan Securities Llc
  Costa Mesa, CA
• 03/2010 → 03/2017
  Jpmorgan Chase Bank
  Costa Mesa, CA
• 02/2019 → 10/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 03/2017 → 05/2017
  Unemployed
  Aliso Viejo, CA
• 02/2016 → 02/2019
  Turnoutt, Inc
  Santa Monica, CA
• 02/2019 → 10/2023
  Bank Of America, N.A.
  Newport Beach, CA
• 10/2023 → Present
  U.S. Bank
  Irvine, CA
• 11/2023 → 02/2026
  U.S. Bancorp Investments, Inc.
  Irvine, CA
• 02/2026 → Present
  U.S. Bancorp Advisors, Llc
  Irvine, CA

Previous Registrations

• 2023-11-20 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  Irvine, CA
  Newport Beach, CA
  Sioux Falls, SD
  Irvine, CA
• 2019-10-17 → 2023-10-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 2011-02-17 → 2012-05-15
  J.P. Morgan Securities Llc
  Los Angeles, CA
  Irvine, CA
  Irvine, CA
• 2009-06-03 → 2010-03-31
  Morgan Stanley
  Laguna Niguel, CA
  Purchase, NY
• 2005-09-13 → 2008-01-24
  Citigroup Global Markets Inc.
  Denver, CO
  Denver, CO
  Denver, CO
• 2003-02-28 → 2003-09-30
  American Skandia Advisory Services, Inc.
  Shelton, CT

Other Businesses

1) AdvanceOC; Not investment-related; Tustin, CA; Data Analysis; Chairman of the Board; Chairman of the Board; 1/15/2023; 2 hours/mo; 0 hours/trading; Set the strategic priorities of the organization and representing the organization in the community. 2) The Leon Institute; Not Investment-Related; Santa Ana, CA; The Leon Institute is dedicated to restoring dignity, health, and hope by delivering compassionate, evidence-based mental health and substance use services.; For-profit organization board; 06/01/2026; 01 hours/month; 0 hours/trading; Board of Directors are a critical strategic arm of the organization. They are the fiduciaries who provide guidance to the Executive Director to ensure that the organization has a sustainable future.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-10-15
• S63 Uniform Securities Agent State Law Examination
  2011-06-03

Other Names

• Timothy James Henderson
• Timothy Henderson
• Tim Henderson