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Employer firm

Capital Analysts CRD 162200

$8.77B regulatory AUM 57 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-04-17
  • UT RA
    APPROVED
    Since 2026-04-17

Branch Locations

Salt Lake City, UT • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2018-08-07
  • UT RA
    APPROVED
    Since 2018-08-07

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Salt Lake City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Intergrity Group Chicago IL 05/1993 Present
Lincoln Investment Chicago IL 06/2012 Present
  • 05/1993 → Present
    Financial Intergrity Group
    Chicago, IL
  • 06/2012 → Present
    Chicago, IL
Previous Registrations
  • 2001-03-12 → 2012-06-01
    Cincinnati Analysts, Inc.
    Chicago, IL
    Chicago, IL
Other Businesses

FINANCIAL INTEGRITY LLC POSITION: Managing Member NATURE: Branch Office LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2021 ADDRESS: 2825 E Cottonwood Parkway, Suite 500, Salt Lake City UT 84121, United States DESCRIPTION: Managing Member of LLC, File annual fees and report with State, Rent office space FIXED LIFE/HEALTH/DISABILITY/ANNUITY INSURANCE SALES & SERVICE POSITION: Insurance Agent NATURE: FIXED LIFE/HEALTH/DISABILITY/ANNUITY INSURANCE SALES & SERVICE INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/11/2000 ADDRESS: 1958 E Nunley Circle, Salt Lake City UT 84121, United States DESCRIPTION: FIXED LIFE/HEALTH/DISABILITY/ANNUITY INSURANCE SALES & SERVICE Heritage Study Group Position: Group Member Nature: Educational Study Group Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 8/18/2015 Address: 4603 West Streetsboro Rd , Richfield, OH 44286 Description: Group Member. Share ideas at meetings twice annually.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-07
S63 Uniform Securities Agent State Law Examination 2000-02-14
  • S65 Uniform Investment Adviser Law Examination
    2000-11-07
  • S63 Uniform Securities Agent State Law Examination
    2000-02-14

View on SEC IAPD

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