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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-19 |
| IL | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED_RES | 2024-01-19 |
Branch Locations
Ft. Myers Beach, FL • United States
27575 Ferry Rd Ste 101, Warrenville, IL 60555 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Phoenix Home Life | Rosemont | IL | 07/1998 | Present |
| Wodbury Financial Services | Darien | IL | 12/2002 | 01/2024 |
| Osaic Wealth, Inc. | Warrenville | IL | 01/2024 | Present |
1) SELL TRADITIONAL LIFE INS, HEALTH INS, LONG TERM CARE INS AND FIXED ANNUITIES; 27575 Ferry Rd, Ste. 101 Warrenville, IL 60555; INVESTMENT RELATED BUSINESS; 12/15/2002; DEVOTE 50 HRS/MO; 50 HRS/MO DURING TRADING HRS; OBTAIN QUOTES, PROPOSALS FOR TRADITIONAL LIFE & HEALTH INS PRODUCTS, LONG TERM CARE 2) NORTHPOINT FINANCIAL GROUP POSITION: Financial Advisor NATURE: Using Northpoint Financial Group as DBA. The nature of business is investment advise as IAR/RR INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2018 ADDRESS: 27575 Ferry Rd., Ste. 101, Warrenville IL 60555, United States DESCRIPTION: Providing investment advise and financial planning advise to clients. 3) NORTHPOINT FINANCIAL GROUP POSITION: IAR/RR NATURE: Using Northpoint Financial Group as DBA for marketing purposesOBTAIN QUOTES, PROPOSALS FOR TRADITIONAL LIFE & HEALTH INS PRODUCTS, LONG TERM CARE INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 06/01/2018 ADDRESS: 27575 Ferry Rd., Ste. 101, Warrenville IL 60555, United States DESCRIPTION: Obtain quotes, create proposals, and sell traditional life insurance, health insurance, long term care and fixed annuities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-22 |
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