Scott T Bertha

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Morgan Stanley & Co., Llc
  New York, NY
• 03/2017 → Present
  Morgan Stanley Services Group Inc.
  New York, NY

Previous Registrations

• 2011-11-16 → 2013-09-27
  Deutsche Bank Securities Inc.
  Jersey City, NJ
  New York, NY
  New York, NY
• 2009-06-01 → 2009-12-02
  Morgan Stanley
  Jersey City, NJ
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Jersey City, NJ
• 2006-02-28 → 2007-04-02
  Morgan Stanley Dw Inc.
  Jersey City, NJ
• 2003-04-10 → 2005-08-24
  First Montauk Securities Corp.
  Paramus, NJ
• 2002-06-27 → 2002-12-09
  Morgan Stanley Dw Inc.
  Somerville, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-26
• S63 Uniform Securities Agent State Law Examination
  1998-09-19

Other Names

• Scott Thomas Bertha
• Scott Bertha