Anthony Charles Montanari

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → Present
  Prospera Financial Services, Inc.
  Dallas, TX

Previous Registrations

• 2009-02-09 → 2012-07-16
  Capital Guardian Wealth Management, Llc
  Miami, FL
• 2003-02-24 → 2009-02-19
  Citigroup Global Markets Inc.
  Charlotte, NC
  Charlotte, NC
• 2001-12-31 → 2003-03-07
  Prudential Equity Group, Llc
  Durham, NC

Other Businesses

1.) Rental Real Estate; Investment Related - No; 6613 Rossford ln., Durham, NC 27713;Rental Property: Sole Proprietor; Start Date - 06/2003; 1 Hour Per month; 0 During Trading Hours; Rental Property 2.) Arlington 18, LLC; Investment Related - No; 10000 Sweetleaf Pl. Charlotte, NC 28278; Shared LLC; Board Member; Owner; Management; Start Date - 03/2019; 1 Hour Per month; 0 During Trading Hours. Used to pay expenses 3.) Vagabond Holdings LLC,; Investment related -No; 10000 Sweetleaf Pl. Charlotte, NC 28278; Rental LLC, Owner Start Date 9/2021 Spending 1 Hour Per Month; 0 During Trading Hours; Rental Property 4.) Hansen Montanari & Associates, LLC; Investment Related - No; 387 Orchard St., Asheville, NC 28801; Shared LLC for Expenses; Board Member, Owner, Management; Start Date 01/2018; 1 Hour Per month; 0 During Trading Hours; Journal funds to LLC to cover business expenses. 5.) ACM Financial, LLC; Investment Related - No; 10000 Sweetleaf Pl., Charlotte, NC 28278; Holding Company for wealth management expenses; President; Owner; Start Date 06/2012; 1 Hour Per month; 1 During Trading Hours; LLC to manage income and expenses

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-02
• S63 Uniform Securities Agent State Law Examination
  1998-07-10

Other Names

• Anthony Charles Montanari
• Tony Montanari