Steven Louis Coppola

Current Employers

Employment History

• 11/2012 → Present
  Lpl Financial Llc
  Marlton, NJ
• 11/2012 → Present
  Private Advisor Group, Llc
  Marlton, NJ

Previous Registrations

• 2001-10-10 → 2012-10-16
  Strategic Advisers Llc
  Philadelphia, PA
  Marlton, NJ

Other Businesses

(1) 11/28/2012: Private Advisor Group, LLC - Registered Investment Advisor - Private Advisor Group, LLC - INV REL - At Reported Business Location(s) - Advisory service provided by RIA - 100% Time Spent (2) 11/28/2012: Coppola Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) (3) 02/05/2015: No Business Name - Real Estate Investment - INV REL - Various Locations - Started 01/01/2013 - I buy and sell real estate as an investment. Some of the properties I plan to keep as rentals. - 10 Hr/Mo; 0 Hours During Securities Trading (4) 09/25/2015: No Business Name - Real Estate Rental - INV REL - 520 w Clements bridge road in Runnemede NJ - Started 10/01/2015 - Rental Property - 1 Hr/Mo; 0 Hours During Securities Trading (5) 08/01/2016: Spencer Louis Wealth Management - DBA for LPL Business (entity for LPL business) - Spencer Louis Wealth Management - INV REL - 1300 Route 73, Suite 201, Mt Laurel, NJ 08054 - Started 08/01/2016 - Myself and Joseph Norris wish to create a DBA in which to conduct business under a common name. We currently have a split ID and wish to use a unique business name separate from our individual company names. - 20 Hr/Mo; 10 Hours During Securities Trading. (6) 12/1/2020 - Private Advisor Group - DBA: (Hybrid) Coppola Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 11/01/2012 - 1 Hour Per Month/1 Hour During Securities Trading - I provide investment advisory services through Private Advisor Group independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 11 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (7) 2/2/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 3/1/2022 - 1 Hours Per Month/1 Hours During Securities Trading. (8) 10/11/2022 - COPPOLA HOLDINGS, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 08/31/2022 - 5 Hours Per Month/5 Hours During Securities Trading (9) 3/23/2023 - Coppola Tax Management - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date - 10/01/2022 - 2 Hours Per Month/2 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2001-01-19
• S63 Uniform Securities Agent State Law Examination
  1998-08-31

Designations