Brian Thomas Bertsch

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-08-23
CO	RA	APPROVED	2008-07-30

TX RA
APPROVED_RES

Since 2016-08-23
CO RA
APPROVED

Since 2008-07-30

Branch Locations

3120 Village Vista Dr Ste 106, Erie, CO 80516 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Erie	CO	09/2008	Present

09/2008 → Present

Wells Fargo Advisors Financial Network Llc

Erie, CO

Previous Registrations

2007-10-29 → 2008-07-17

Edward Jones

Thornton, CO

Other Businesses

VILLAGE VISTA LLC; INVESTMENT RELATED; BROOMFIELD, CO; 23.75% OWNERSHIP; RETAIL RENTAL PROPERTY; START DATE 4/2012; 0 HRS PER MONTH; DUTIES - NONE. TRUSTEE FOR BERTSCH INVESTMENT STRATEGIES LLC 401K; INV RELATED; ERIE, CO; START: 6/1/12; 0 HR/MO; 0 DURING TRADING. BERTSCH INVESTMENT STRATEGIES LLC, INV RELATED, ERIE, CO, 100% OWNERSHIP, START: 7/1/2008, 200 HOURS PER MONTH, 200 HOURS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR BERTSCH INVESTMENT STRATEGIES DBP, INV RELATED, ERIE, CO, START: 7/1/2021, 1 HR/MONTH, 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-25
S63	Uniform Securities Agent State Law Examination	2000-02-14

S66 Uniform Combined State Law Examination

2007-10-25
S63 Uniform Securities Agent State Law Examination

2000-02-14

View on SEC IAPD