Daniel Damien Coda

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 10/2017
  National Planning Corporation
  Honolulu, HI
• 10/2017 → 09/2023
  Sagepoint Financial
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Honolulu, HI

Previous Registrations

• 2017-10-24 → 2023-09-01
  Osaic Services, Inc.
  Honolulu, HI
  Honolulu, HI
  Scottsdale, AZ
• 2009-02-13 → 2017-10-26
  National Planning Corporation
  Honolulu, HI
• 2006-07-19 → 2009-02-17
  Osaic Services, Inc.
  Phoenix, AZ
  Honolulu, HI
  Honolulu, HI

Other Businesses

1. DANIEL CODA, BASKETBALL OFFICIAL POSITION: Owner NATURE: Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2008 ADDRESS: 99-668 Halawa Dr, Aiea HI 96701, United States DESCRIPTION: Officiate college, high school, and recreational basketball games. 2. DANIEL CODA, RENTAL PROPERTY OWNER POSITION: Owner NATURE: Joint owner with my spouse INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2013 ADDRESS: 99-668 Halawa Dr, Aiea HI 96701, United States DESCRIPTION: I rent a condo that I own to a non-client tenant. 3. DANIEL CODA, INSURANCE PRODUCER POSITION: Owner NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 08/01/1997 ADDRESS: 615 Piikoi St. Suite 1205, Honolulu HI 96814, United States DESCRIPTION: Advise clients on appropriate life, disability, and long term care products. I offer the products and assist in getting them implemented. 4. CODA FINANCIAL GROUP, INC. POSITION: President and CEO NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2009 ADDRESS: 615 Piikoi St., Suite 1205, Honolulu HI 96814, United States DESCRIPTION: I assist in the administration of this entity with the purpose of creating payroll and tax payments for employees. 5. CODA FINANCIAL ADVISOR NETWORK POSITION: Managing Director NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 2 START DATE: 04/09/2015 ADDRESS: 615 Piikoi St. Suite 1205, Honolulu HI 96814, United States DESCRIPTION: I am one of the managing directors that operates this entity. This entity is created for the purpose of providing services to affiliated advisors within our branch office location. The entity also leases our office location and contracts all technology services, including internet, phone, copier, etc. 6. DANIEL CODA, SPORTS OFFICIAL POSITION: Owner NATURE: Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2008 ADDRESS: 99-668 Halawa Dr, Aiea HI 96701, United States DESCRIPTION: Officiate college, high school, and recreational sporting events.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-10-18
• S63 Uniform Securities Agent State Law Examination
  2000-07-27