Dan Min Wang

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2001 → Present
  Wfgia
  Santa Clara, CA
• 01/2007 → Present
  Matrix Insurance Agency
  Santa Clara, CA
• 01/2012 → Present
  Transamerica Financial Advisors
  Santa Clara, CA
• 07/2012 → 08/2022
  Ming-Chuan Alumni Association
  San Jose, CA
• 09/2017 → Present
  Silicon Valley Enterprise, Inc.
  Santa Clara, CA
• 04/2021 → Present
  Legacyshield Solutions, Inc.
  Ponte Vedra Beach, FL
• 08/2021 → 12/2025
  Wfg Direct
  Santa Clara, CA
• 08/2022 → Present
  Dream Builder Financial
  Santa Clara, CA

Previous Registrations

• 2010-02-22 → 2012-01-06
  Investment Advisors International, Inc.
  Santa Clara, CA
  Santa Clara, CA

Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). Dream Builder Financial | 08/2022 | marketing | investment related | approved co-brand company through WFGIA | Santa Clara, CA LegacyShield Solutions, Inc. / 0421-Present / Investment Related: No / 100 Executive Way #105 Ponte Vedra Beach, FL 32082/ Member /Marketing Program / Hrs Work Monthly: 10 / Sec Trading Hrs: 1 / For my client, it they may need estate planning info. Also, it they are suitable for SBLI whole life. Silicon Valley Enterprise, Inc./Non investment related/3375 Scott Blvd Suite 300 Santa Clara CA 95054/9.1.2017/Treasurer/Collect rent and pay office expenses Matrix Insurance Agency/no/Santa Clara, CA/SALES/01/2007/20/100/sell-refer group/individual health insurance/approved with restrictions

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-02-09
• S63 Uniform Securities Agent State Law Examination
  1998-09-28

Other Names

• Serena Wang