Jeffrey N Bolling

Current Employers

B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-04-07
TN	RA	APPROVED	2022-08-23
TX	RA	APPROVED	2022-08-19

NC RA
APPROVED

Since 2026-04-07
TN RA
APPROVED

Since 2022-08-23
TX RA
APPROVED

Since 2022-08-19

Branch Locations

Kitty Hawk, NC • United States

Murfeesboro, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Nashville	TN	08/2010	02/2017
B. Riley Wealth Management	Memphis	TN	02/2017	Present
B. Riley Wealth Advisors, Inc.	Memphis	TN	07/2022	Present

08/2010 → 02/2017

Ubs Financial Services Inc

Nashville, TN
02/2017 → Present

B. Riley Wealth Management

Memphis, TN
07/2022 → Present

B. Riley Wealth Advisors, Inc.

Memphis, TN

Previous Registrations

2004-01-15 → 2017-02-14

Ubs Financial Services Inc.

Nashville, TN

Franklin, TN

Franklin, TN

Other Businesses

1. BOLLING WEALTH GROUP LLC; INVESTMENT-RELATED; SAME ADDRESS AS B. RILEY WEALTH ;DBA FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 2019; 40 HRS/WEEK DEVOTED DURING SECURITIES TRADING HOURS. 2. B. RILEY WEALTH INSURANCE; INVESTMENT RELATED; SAME ADDRESS AS B. RILEY WEALTH; INSURANCE; AGENT; START DATE 2025; 0 HOUR/MONTH DEVOTED DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-09-17
S63	Uniform Securities Agent State Law Examination	1998-09-08

S65 Uniform Investment Adviser Law Examination

1998-09-17
S63 Uniform Securities Agent State Law Examination

1998-09-08

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