Thomas Joseph Hanna

Employer firm

Avantax Planning Partners, Inc. CRD 106237

$7.57B regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1991 → Present
  Carey & Hanna Cpa'S
  Ventura, CA
• 11/2003 → 09/2025
  Avantax Investment Services, Inc.
  Ventura, CA
• 03/2018 → 09/2025
  Avantax Advisory Services
  Ventura, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Oxnard, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2025 → Present
  Avantax Planning Partners, Inc
  Oxnard, CA

Previous Registrations

• 2018-03-30 → 2025-09-05
  Avantax Advisory Services
  Oxnard, CA

Other Businesses

1) CAREY & HANNA TAX & WEALTH PLANNERS; POSITION: Partner/General Partner NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 0 START DATE: 12/08/2003; ADDRESS: 1000 Town Center Drive, Suite 200, OXNARD CA 93036, United States; DESCRIPTION: accounting manager 2) Investrite~'NIR'~1445 Donlon Street, Suite 6~Ventura~CA~93003~Business/Management Consulting Partner/General Partner~6/13/2011~1hrs~0hrs~making deposits, bookkeeping, filing tax returns 3) LANDMARK LENDING POSITION: Mortgage Loan Originator NATURE: Provide mortgage loans, applications, qualifying INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/22/2022; ADDRESS: 1000 Town Center Drive, Suite 200, Oxnard CA 93036, US; My duty is to help client's with the process of obtaining a mortgage loan, filling out applications, running credit reports, income ratios

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-03-22
• S63 Uniform Securities Agent State Law Examination
  2004-01-15

Other Names

• Tom Hanna
• Thomas Joseph Hanna