David Wesley Bown

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 09/2007 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 09/2022 → 01/2024
  Woodbury Financial Services, Inc.
  Koloa, HI
• 03/2019 → 07/2022
  Woodbury Financial Services, Inc.
  Koloa, HI
• 01/2024 → Present
  Osaic Wealth, Inc.
  Koloa, HI

Previous Registrations

• 2022-09-14 → 2024-01-19
  Woodbury Financial Services, Inc.
  Koloa, HI
  Koloa, HI
  Torrance, CA
• 2019-03-01 → 2022-08-02
  Woodbury Financial Services, Inc.
  Koloa, HI
• 2007-09-04 → 2019-03-01
  Questar Asset Management, Inc.
  Koloa, HI
• 1999-02-16 → 2007-08-15
  Mml Investors Services, Llc
  Lihue, HI
  Lihue, HI

Other Businesses

1. FINANCIAL STRATEGIES HAWAII POSITION: Financial Planner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 8 START DATE: 08/08/2007 ADDRESS: 13757 W Forest Pleasant Pl., Peoria AZ 85383, United States DESCRIPTION: Meet and review with clients and potential clients various financial and insurance products to meet clients goals and objectives. Including- Life insurance, long term care insurance, disability, FIA's, fixed annuities. 2. LOOKING GLASS IMAGES POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/15/1995 ADDRESS: 13757 W Forest Pleasant Pl., Peoria AZ 85383, United States DESCRIPTION: Currently and for the last 15 years approx. there has been no business conducted. I am noting this business should I want to reactivate at some point. Currently there is no plans to restart this activity. 3. STRATEGIES FOR LIFE! POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2020 ADDRESS: 13757 W Forest Pleasant Pl., Peoria AZ 85383, United States DESCRIPTION: Teaches Bible lessons, success strategies, personal empowerment and finding and using your personal gifts and talents to reach and achieve your highest potential.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-18
• S63 Uniform Securities Agent State Law Examination
  1998-08-29

Other Names

• David Wesley Bown