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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-06-09
TX RA APPROVED_RES 2024-12-07
CA RA APPROVED 2024-11-14
HI RA APPROVED 2024-11-14
ID RA APPROVED 2024-11-14
IA RA APPROVED 2024-11-14
MI RA APPROVED 2024-11-14
MN RA APPROVED 2024-11-14
MT RA APPROVED 2024-11-14
NE RA APPROVED 2024-11-14
NV RA APPROVED 2024-11-14
NM RA APPROVED 2024-11-14
ND RA APPROVED 2024-11-14
SC RA APPROVED 2024-11-14
SD RA APPROVED 2024-11-14
UT RA APPROVED 2024-11-14
WA RA APPROVED 2024-11-14
WI RA APPROVED 2024-11-14
WY RA APPROVED 2024-11-14
  • NC RA
    APPROVED
    Since 2025-06-09
  • TX RA
    APPROVED_RES
    Since 2024-12-07
  • CA RA
    APPROVED
    Since 2024-11-14
  • HI RA
    APPROVED
    Since 2024-11-14
  • ID RA
    APPROVED
    Since 2024-11-14
  • IA RA
    APPROVED
    Since 2024-11-14
  • MI RA
    APPROVED
    Since 2024-11-14
  • MN RA
    APPROVED
    Since 2024-11-14
  • MT RA
    APPROVED
    Since 2024-11-14
  • NE RA
    APPROVED
    Since 2024-11-14
  • NV RA
    APPROVED
    Since 2024-11-14
  • NM RA
    APPROVED
    Since 2024-11-14
  • ND RA
    APPROVED
    Since 2024-11-14
  • SC RA
    APPROVED
    Since 2024-11-14
  • SD RA
    APPROVED
    Since 2024-11-14
  • UT RA
    APPROVED
    Since 2024-11-14
  • WA RA
    APPROVED
    Since 2024-11-14
  • WI RA
    APPROVED
    Since 2024-11-14
  • WY RA
    APPROVED
    Since 2024-11-14

Branch Locations

5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States

Fort Mill, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Ins Co New York NY 12/1998 05/2018
Mml Investors Services, Llc Charlotte NC 03/2017 05/2018
Lpl Financial Llc Fort Mill SC 05/2018 06/2021
Prudential Insurance Company Of America Fort Mill SC 06/2021 Present
Pruco Securities, Llc. Fort Mill SC 06/2021 11/2024
Lpl Enterprise, Llc Newark NJ 11/2024 Present
Previous Registrations
  • 2021-06-11 → 2024-11-14
    Newark, NJ
    For Mill, SC
    Fort Mill, SC
  • 2018-05-29 → 2021-06-25
    Fort Mill, SC
  • 2017-03-25 → 2018-05-08
    Charlotte, NC
  • 2012-11-14 → 2017-03-25
    Msi Financial Services, Inc.
    Basking Ridge, NJ
    Charlotte, NC
    Iselin, NJ
    Somerset, NJ
    Somerset, NJ
  • 2012-11-14 → 2015-01-02
    New England Securities
    Charlotte, NC
    Somerset, NJ
    Basking Ridge, NJ
    Iselin, NJ
    Somerset, NJ
  • 2012-11-14 → 2013-09-05
    Tower Square Securities, Inc.
    Basking Ridge, NJ
    Iselin, NJ
    Somerset, NJ
  • 2012-11-14 → 2013-09-05
    Walnut Street Securities, Inc.
    Basking Ridge, NJ
    Somerset, NJ
    Iselin, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-13
S66 Uniform Combined State Law Examination 2008-07-01
S63 Uniform Securities Agent State Law Examination 2003-04-24
  • S65 Uniform Investment Adviser Law Examination
    2012-11-13
  • S66 Uniform Combined State Law Examination
    2008-07-01
  • S63 Uniform Securities Agent State Law Examination
    2003-04-24
Other Names
  • Barry James Gilrane
  • Barry Gilrane

View on SEC IAPD

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