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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-06-09 |
| TX | RA | APPROVED_RES | 2024-12-07 |
| CA | RA | APPROVED | 2024-11-14 |
| HI | RA | APPROVED | 2024-11-14 |
| ID | RA | APPROVED | 2024-11-14 |
| IA | RA | APPROVED | 2024-11-14 |
| MI | RA | APPROVED | 2024-11-14 |
| MN | RA | APPROVED | 2024-11-14 |
| MT | RA | APPROVED | 2024-11-14 |
| NE | RA | APPROVED | 2024-11-14 |
| NV | RA | APPROVED | 2024-11-14 |
| NM | RA | APPROVED | 2024-11-14 |
| ND | RA | APPROVED | 2024-11-14 |
| SC | RA | APPROVED | 2024-11-14 |
| SD | RA | APPROVED | 2024-11-14 |
| UT | RA | APPROVED | 2024-11-14 |
| WA | RA | APPROVED | 2024-11-14 |
| WI | RA | APPROVED | 2024-11-14 |
| WY | RA | APPROVED | 2024-11-14 |
Branch Locations
5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Ins Co | New York | NY | 12/1998 | 05/2018 |
| Mml Investors Services, Llc | Charlotte | NC | 03/2017 | 05/2018 |
| Lpl Financial Llc | Fort Mill | SC | 05/2018 | 06/2021 |
| Prudential Insurance Company Of America | Fort Mill | SC | 06/2021 | Present |
| Pruco Securities, Llc. | Fort Mill | SC | 06/2021 | 11/2024 |
| Lpl Enterprise, Llc | Newark | NJ | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-13 |
| S66 | Uniform Combined State Law Examination | 2008-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2003-04-24 |
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