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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-21
UT RA APPROVED 2023-07-21
CO RA APPROVED 2023-07-20
NY RA APPROVED 2023-07-20
CA RA APPROVED 2023-07-10
TX RA APPROVED 2021-07-29
  • FL RA
    APPROVED
    Since 2023-07-21
  • UT RA
    APPROVED
    Since 2023-07-21
  • CO RA
    APPROVED
    Since 2023-07-20
  • NY RA
    APPROVED
    Since 2023-07-20
  • CA RA
    APPROVED
    Since 2023-07-10
  • TX RA
    APPROVED
    Since 2021-07-29

Branch Locations

100 Crescent Court Suite 400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Dallas TX 07/2006 Present
Jp Morgan Securities Dallas TX 07/2006 Present
Ubs Financial Services Dallas TX 07/2021 Present
  • 07/2006 → Present
    Jp Morgan Chase Bank
    Dallas, TX
  • 07/2006 → Present
    Jp Morgan Securities
    Dallas, TX
  • 07/2021 → Present
    Ubs Financial Services
    Dallas, TX
Other Businesses

The name of the business is Steele Creek Management. My family owns and operates self-storage and manufactured housing communities. This business is not investment related. The address is 4015 Beltline Road Addison, TX 75001. I do not have a position. My relationship is that I own 1/6 of a family limited partnership that owns the business. I began to receive a small salary this spring. I devote 0 hours a month to the business and 0 hours during the trading day. I have no duties. 2) Name of Business: YMCA of Metropolitan Dallas Foundation./ Address: 146 Town Center BlvdCoppellTexasUnited States./ Role: Member of Board of directors./ Start Date: 11/18/2022./ Time Required: Yes. 3) Garden Club of AmericaNYNew YorkUnited States10022gcamerica.orgCharityBrings garden clubs together to cultivate the bond among people, plants and the environment.OtherMember of Finance CommitteeI work with 6 committees (Library. Membership, Archives & History, Bulletin, House and Hospitality), to put together their yearly budget then help with any financial questions they have during the year - i.e., if they need to change their budget during the year, I take it to the finance committee to get the item approved. I do not write checks or have access to any banking accounts - it is purely an educational job with regards to committee budgeting.start date -7/1/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-23
S63 Uniform Securities Agent State Law Examination 1998-10-09
  • S66 Uniform Combined State Law Examination
    2021-07-23
  • S63 Uniform Securities Agent State Law Examination
    1998-10-09
Other Names
  • Daffan Nettle
  • Elizabeth Daffan Watson
  • Elizabeth Watson Nettle
  • Elizabeth Daffan Nettle

View on SEC IAPD

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