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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | St. Louis | MO | 01/2004 | 02/2018 |
| Td Ameritrade, Inc. | St. Louis | MO | 02/2018 | 12/2021 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 12/2021 |
| Charles Schwab & Co., Inc. | St. Louis | MO | 12/2021 | Present |
| Charles Schwab Bank, Ssb | St. Louis | MO | 04/2022 | Present |
| Charles Schwab Premiere Bank | St. Louis | MO | 04/2022 | Present |
| Charles Schwab Trust Bank | St. Louis | MO | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-03 |
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