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Deborah L Griffith

Stifel, Nicolaus & Company, Incorporated

Dallas, TX

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-16
  • TX RA
    APPROVED
    Since 2025-04-16

Branch Locations

2850 North Harwood 18Th Floor & 17Th Floor, Dallas, TX 75201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 04/2012 04/2025
Stifel Dallas TX 04/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-29
S63 Uniform Securities Agent State Law Examination 1998-08-31
  • S66 Uniform Combined State Law Examination
    2014-06-29
  • S63 Uniform Securities Agent State Law Examination
    1998-08-31
Other Names
  • Debbie Griffith
  • Deborah L Griffith
  • Deborah Lynn Griffith
  • Deborah Lynn Salinas

View on SEC IAPD

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