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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-11-15 |
| TX | RA | APPROVED_RES | 2016-07-08 |
| MD | RA | APPROVED | 2002-07-23 |
| DC | RA | APPROVED | 2001-05-14 |
Branch Locations
1 Park Pl, Annapolis, MD 21401 • United States
75 Port City Lndg, Mount Pleasant, SC 29464 • United States
Mt Pleasant, SC • United States
Edgewater, MD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 03/1997 | Present |
| Bank Of America, N.A. | Washington | DC | 07/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-12 |
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