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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-28
CA RA APPROVED 2000-02-22
  • TX RA
    APPROVED
    Since 2025-03-28
  • CA RA
    APPROVED
    Since 2000-02-22

Branch Locations

4600 Duckhorn Dr, Sacramento, CA 95834-2591 • United States

1 Almaden Blvd Ste 810, San Jose, CA 95113-2215 • United States

Sacramento, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Sacramento CA 09/2005 03/2020
Ameriprise Financial Services, Llc Sacramento CA 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 4600 Duckhorn Drive, , Sacramento, CA, 95834; Not Investment-Related; 11/01/2010. Business Ownership; Duckhorn Properties, LLC; Owner; Property Management; 4600 Duckhorn Drive, , Sacramento, CA, 95834; Not Investment-Related; 07/01/2011; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-21
  • S66 Uniform Combined State Law Examination
    1999-12-21
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Sacramento, CA

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