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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
11422 Miracle Hills Drive Suite 100, Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Funds Distributors, Inc. | Indianapolis | IN | 05/2002 | Present |
| Avantax Insurance Agency, Llc | Omaha | NE | 05/2011 | 09/2025 |
| Insurance Management Consultants | Leawood | KS | 12/2015 | Present |
| Tax Help Llc | Omaha | NE | 05/2005 | Present |
| Avantax Investment Services, Inc. | Omaha | NE | 11/2010 | 09/2025 |
| Avantax Advisory Services | Omaha | NE | 09/2016 | 09/2025 |
| Cetera Wealth Services, Llc | Omaha | NE | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) HD Vest Insurance Agency Incorporated~'NIR'~6333 North State Hwy 161, 4th Floor~Irving~TX~75038~Equity Indexed Annuity~Equity Indexed Annuity~12/21/2015~8hrs~8hrs~Sales of Equity Indexed Annuities 2) O'Malley Financial Services~'NIR'~254 N. 114th St~Omaha~NE~68154~Other~Owner/Sole Proprietor~6/1/2000~120hrs~120hrs~Operational/Marketing Name Only 3) Tax Help LLC~'NIR'~254 N. 114th St~Omaha~NE~68154~Tax Preparation/Accounting~Tax Preparation/Accounting~5/1/2005~80hrs~80hrs~Tax Preparation and Planning 4) GENSTAR OFFERING POSITION: investor NATURE: investment INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 655 W Broadway, 11th Floor, San Diego CA 92101, United States DESCRIPTION: none
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-28 |
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