Daniel J Mcentee

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2021 → 11/2022
  Cetera Advisor Networks
  El Segundo, CA
• 02/2002 → Present
  Investment Works Insurance Services, Inc
  Raleigh, NC
• 11/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2009 → Present
  North State Insurance Group Llc
  Raleigh, NC
• 10/2022 → Present
  Adams Financial
  Raleigh, NC
• 07/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 6/1998 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND HEALTH 2. NAME OF OTHER BUSINESS: MULTIPLE RENTAL PROPERTIES INVESTMENT RELATED: NO ADDRESS: MORRISVILLE, NC 27560, CARY, NC 27519, RALEIGH, NC 27612 NATURE OF BUSINESS: RENTAL PROPERTIES START DATE: 9/2022 POSITION/TITLE/RELATIONSHIP: OWNER/LANDLORD/PROPERTY MANAGER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: OWNER/ LANDLORD, SINGLE FAMILY DWELLINGS HELD FOR RENT; 3. NAME OF OTHER BUSINESS: INVESTMENT WORKS INSURANCE SERVICES, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PROPERTY CASUALTY INS SALES TO CONSUMERS, PRIMARILY AUTO/HOME INSURANCE START DATE: 2/2002 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: PROPERTY CASUALTY INS SALES TO CONSUMERS, PRIMARILY AUTO/HOME INSURANCE; 4. NAME OF OTHER BUSINESS: CAPITAL INSURANCE AND FINANCIAL SERVICES INC INVESTMENT RELATED: YES ADDRESS: 3701 LAKE BOONE TRAIL, SUITE 200, RALEIGH, NC 27607 NATURE OF BUSINESS: INSURANCE SALES TO CONSUMERS AUTO/HOME INSURANCE START DATE: 9/2021 POSITION/TITLE/RELATIONSHIP: ACCOUNT EXECUTIVE/ PROPERTY CASUALTY INSURANCE SALES APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: PROPERTY CASUALTY INS SALES TO CONSUMERS, PRIMARILY AUTO/HOME INSURANCE; 5. NAME OF OTHER BUSINESS: NORTH STATE INSURANCE GROUP LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PROPERTY CASUALTY INS SALES TO CONSUMERS, PRIMARILY AUTO/HOME INSURANCE START DATE: 9/2009 POSITION/TITLE/RELATIONSHIP: MEMBER/ MANAGER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: PROPERTY CASUALTY INS SALES TO CONSUMERS, PRIMARILY AUTO/HOME INSURANCE; 6. NAME OF OTHER BUSINESS: ADAMS FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL PLANNING START DATE: 10/2022 POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE ACTIVITIES DEALING WITH OPERATIONS OF THE FIRM;

Exams

• S66 Uniform Combined State Law Examination
  2023-05-16
• S63 Uniform Securities Agent State Law Examination
  2001-08-03

Other Names

• Daniel James Mcentee