Kenneth E O'COnnor

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 06/2017
  Edward Jones
  St Louis, MO
• 10/2017 → 06/2018
  Citizens Securities Inc.
  Woburn, MA
• 06/2017 → 10/2017
  Unemployed
  Revere, MA
• 06/2018 → 02/2019
  Unemployed
  Revere, MA
• 02/2019 → 12/2021
  Kelly Financial Services
  Braintreee, MA
• 01/2022 → 04/2024
  Facet Wealth
  Baltimore, MD
• 04/2024 → 11/2024
  Pruco Securities Llc
  Wakefield, MA
• 08/2024 → 03/2026
  The Prudential Insurance Company Of America
  Wakefield, MA
• 11/2024 → 03/2026
  Lpl Enterprise, Llc
  Wakefield, MA
• 10/2025 → 07/2026
  American United Life
  Revere, MA
• 03/2026 → 07/2026
  Oneamerica Securities
  Revere, MA
• 08/2026 → Present
  Massmutual
  Springfield, MA
• 08/2026 → Present
  Mml Investors Services, Llc
  Boston, MA
• 04/2026 → 07/2026
  Gorra Financial Group
  Providence, RI

Previous Registrations

• 2026-04-02 → 2026-08-05
  Oneamerica Securities, Inc.
  Indianapolis, IN
  Revere, MA
• 2024-11-14 → 2026-04-02
  Lpl Enterprise, Llc
  Revere, MA
  Wakefield, MA
• 2024-08-27 → 2024-11-14
  Pruco Securities, Llc.
  Wakefield, MA
• 2022-01-20 → 2024-04-25
  Facet
  Revere, MA
  West Palm Beach, FL
• 2019-08-21 → 2021-12-22
  Kelly Financial Services Llc
  Braintree, MA
• 2017-10-31 → 2018-06-26
  Citizens Securities, Inc.
  Woburn, MA
  Stoneham, MA
  Woburn, MA
  Woburn, MA
  Burlington, MA
• 2017-01-30 → 2017-06-02
  Edward Jones
  Revere, MA
  St Louis, MO
  Revere, MA
  Merrimac, MA

Other Businesses

NAME: THE HEMISPHERES CONDOMINIUM ASSOCIATION INV REL: N ADD: 1965 OCEAN DRIVE, HALLANDALE BEACH, FL 33009 NATURE: THE HEMISPHERES CONDOMINIUM ASSOCIATION IS A NONPROFIT HOMEOWNERS ASSOCIATION POSITION: DIRECTOR START DATE: 04/2025 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: VOTE ON MATTERS THAT IMPACT THE ASSOCIATION

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-07-05
• S66 Uniform Combined State Law Examination
  2016-10-01

Designations

• Certified Financial Planner

Other Names

• Kenneth E Oconnor
• Kenneth Edward Oconnor
• Kenneth Edward O'COnnor
• Kenneth O'COnnor
• Kenneth Oconnor
• Kenneth E O'COnnor