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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-03-23 |
| FL | RA | APPROVED | 2008-01-01 |
Branch Locations
125 E Intendencia St Ste 200, Pensacola, FL 32502 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wrrg-Tv 5 | Mobile | AL | 02/1998 | Present |
| Wells Fargo Advisors Llc | Pensacola | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pensacola | FL | 11/2016 | Present |
TOWNHOUSE RENTAL, INV RELATED, PENSACOLA, FL, 100% OWNED BY SPOUSE, START 11/2007, 0 HOURS. WSRE-TV; NON INVESTMENT RELATED; PENSACOLA, FL; TELEVISION/BROADCASTING; TELEVISION TALK SHOW HOST; START 9/2009; 10-15 HRS PER MTH/0 DURING MARKET. RENTAL PROPERTY; INVESTMENT RELATED; FARMLAND; DE FUNIAK SPRINGS, FL; 100% OWNERSHIP; START 9/29/2012; 0 HOURS PER MONTH; DUTIES ARE COLLECTING RENT AND PAYING PROPERTY TAXES. WUWF FM RADIO NPR, NOT INV RELATED, PENSACOLA, FL, HOST, START 5/3/2021, 8 HOURS PER MONTH, ZERO HOURS DURING TRADING, INTERVIEW PROGRAM. TRIS MUSIC LLC, INV RELATED, PENSACOLA, FL, MANAGER, START 5/3/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, ASSIST IN DAUGHTERS MUSIC BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-21 |
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