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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2018-01-26
  • AZ RA
    APPROVED
    Since 2018-01-26

Branch Locations

5016 S. Ash Ave. Suite 109, Tempe, AZ 85282 • United States

11225 N 28Th Street A102, Phoenix, AZ 85029 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-09
  • TX RA
    APPROVED
    Since 2017-06-09

Branch Locations

3101 N. Central Ave. Suite 890, Phoenix, AZ 85012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach Gardens FL 11/2003 01/2017
Lincoln Investment Phoenix AZ 01/2017 Present
  • 11/2003 → 01/2017
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 01/2017 → Present
    Phoenix, AZ
Previous Registrations
  • 2010-10-29 → 2019-10-04
    Legend Advisory, Llc
    Tucson, AZ
    Palm Beach Gardens, FL
    Phoenix, AZ
    Tucson, AZ
    Tempe, AZ
Other Businesses

ADAM PEARCE POSITION: author NATURE: Books INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/08/2020 ADDRESS: 5016 S Ash Ave, Ste 103, TEMPE AZ 85282, United States DESCRIPTION: Author books and occasionally promote them through marketing activities. PEARCE FINANCIAL SERVICES CORP. POSITION: President, director, owner NATURE: I manage my business via this corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/24/2007 ADDRESS: 5016 S Ash Ave, Ste 103, Tempe AZ 85282, United States DESCRIPTION: Run the corp, manage employees, etc. LINCOLN RETIREMENT PROFESSIONALS, LLC POSITION: managing partner, 50% owner NATURE: Pays office expenses INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: 5016 S Ash Ave, Ste 103, Tempe AZ 85282, United States DESCRIPTION: Partners Adam Pearce and Michael Renner contribute into this LLC to pay the Tempe office expenses. FINANCIAL PEACE UNIVERSITY (RAMSEY) POSITION: Coordinator NATURE: Teach Financial Literacy INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/22/2024 ADDRESS: 2005 E Indian School Rd, Phoenix AZ 85016, United States DESCRIPTION: I host, proctor and teach Financial Peace University classes. INSURANCE AND FIXED ANNUITIES POSITION: Agent NATURE: Insurance and Fixed Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2015 ADDRESS: 3101 N CENTRAL AVE STE 890, Phoenix AZ 85012, United States DESCRIPTION: Sales and service of insurance and fixed annuity business. No current active sales, just receiving residual trails for insurance/fixed annuity business away from Lincoln

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-07
S63 Uniform Securities Agent State Law Examination 1998-07-28
  • S66 Uniform Combined State Law Examination
    2006-06-07
  • S63 Uniform Securities Agent State Law Examination
    1998-07-28
Designations

View on SEC IAPD

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