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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-01-26 |
Branch Locations
5016 S. Ash Ave. Suite 109, Tempe, AZ 85282 • United States
11225 N 28Th Street A102, Phoenix, AZ 85029 • United States
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-06-09 |
Branch Locations
3101 N. Central Ave. Suite 890, Phoenix, AZ 85012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legend Equities Corporation | Palm Beach Gardens | FL | 11/2003 | 01/2017 |
| Lincoln Investment | Phoenix | AZ | 01/2017 | Present |
ADAM PEARCE POSITION: author NATURE: Books INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/08/2020 ADDRESS: 5016 S Ash Ave, Ste 103, TEMPE AZ 85282, United States DESCRIPTION: Author books and occasionally promote them through marketing activities. PEARCE FINANCIAL SERVICES CORP. POSITION: President, director, owner NATURE: I manage my business via this corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/24/2007 ADDRESS: 5016 S Ash Ave, Ste 103, Tempe AZ 85282, United States DESCRIPTION: Run the corp, manage employees, etc. LINCOLN RETIREMENT PROFESSIONALS, LLC POSITION: managing partner, 50% owner NATURE: Pays office expenses INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: 5016 S Ash Ave, Ste 103, Tempe AZ 85282, United States DESCRIPTION: Partners Adam Pearce and Michael Renner contribute into this LLC to pay the Tempe office expenses. FINANCIAL PEACE UNIVERSITY (RAMSEY) POSITION: Coordinator NATURE: Teach Financial Literacy INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/22/2024 ADDRESS: 2005 E Indian School Rd, Phoenix AZ 85016, United States DESCRIPTION: I host, proctor and teach Financial Peace University classes. INSURANCE AND FIXED ANNUITIES POSITION: Agent NATURE: Insurance and Fixed Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2015 ADDRESS: 3101 N CENTRAL AVE STE 890, Phoenix AZ 85012, United States DESCRIPTION: Sales and service of insurance and fixed annuity business. No current active sales, just receiving residual trails for insurance/fixed annuity business away from Lincoln
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-28 |
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