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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-11
  • CA RA
    APPROVED
    Since 2024-11-11

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

Folsom, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mid Atlantic Capital Corporation Pittsburgh PA 05/2004 Present
Mid Atlantic Financial Management, Inc. Pittsburgh PA 05/2004 Present
Goss Advisors New Orleans LA 11/2021 Present
  • 05/2004 → Present
    Mid Atlantic Capital Corporation
    Pittsburgh, PA
  • 05/2004 → Present
    Mid Atlantic Financial Management, Inc.
    Pittsburgh, PA
  • 11/2021 → Present
    Goss Advisors
    New Orleans, LA
Previous Registrations
  • 2004-05-04 → 2021-11-01
    Mid Atlantic Financial Management, Inc.
    Sacramento, CA
    Folsom, CA
    Yuba City, CA
    Sacramento, CA
    Roseville, CA
    Folsom, CA
    Folsom, CA
    Pittsburgh, PA
  • 1999-05-10 → 2004-05-04
    Yuba City, CA
Other Businesses

1)CIVT~NON INVESTMENT RELATED~FOLSOM, CA 95630~VOLLEYBALL TOURNAMENT~NO OFFICIAL POSITION OR TITLE~START DATE JAN 2011~8HRS PER MONTH~0HRS PER MONTH DURING THE MARKET~BILLING, SENDING OUT FLYERS, SETTING UP THE GYMS - - - - - - - - - - 2)FIXED INSURANCE SALES~NON INVESTMENT RELATED~FOLSOM, CA 95630~INSURANCE SALES~AGENT~AUGUST 2013~1HR PER MONTH~1HR PER MONTH DURING MARKET~SELLING FIXED INSURANCE SOLUTIONS TO NEW AND EXISTING CLIENTS - - - - - - - - - - 3)ALDER CREEK WEALTH MANAGEMENT~INVESTMENT RELATED~1024 IRON POINT RD, SUITE 100-1405, FOLSOM, CA 95630~WEALTH MANAGEMENT~SENIOR FINANCIAL ADVISOR/OWNER~DECEMBER 2015~35HRS PER MONTH~32HRS PER MONTH DURING MARKET~SECURITIES AND FIXED INSURANCE 4. New Edge Advisors*Folsom, CA *Yes Invest*Investment advisory services*sole proprietorship*4/11/2021*no official title*IAR*40 Hrs during market/5Hrs non trade

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-04-06
S65 Uniform Investment Adviser Law Examination 1999-04-06
  • S63 Uniform Securities Agent State Law Examination
    1999-04-06
  • S65 Uniform Investment Adviser Law Examination
    1999-04-06

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