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Inactive

Lesley Anne Draper

Corient

Morristown, NJ

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-27
NY RA APPROVED 2023-11-21
NJ RA APPROVED 2023-03-31
  • TX RA
    APPROVED_RES
    Since 2023-11-27
  • NY RA
    APPROVED
    Since 2023-11-21
  • NJ RA
    APPROVED
    Since 2023-03-31

Branch Locations

60 Columbia Road Building A, Suite 300, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regentatlantic Morristown NJ 06/2009 03/2023
Cipw Service Company, Llc Toronto 01/2022 07/2023
Corient Morristown NJ 12/2022 Present
Corient Services Llc Miami FL 07/2023 Present
  • 06/2009 → 03/2023
    Regentatlantic
    Morristown, NJ
  • 01/2022 → 07/2023
    Cipw Service Company, Llc
    Toronto
  • 12/2022 → Present
    Corient
    Morristown, NJ
  • 07/2023 → Present
    Corient Services Llc
    Miami, FL
Previous Registrations
  • 2009-09-16 → 2023-03-31
    Regentatlantic
    Morristown, NJ
  • 2007-05-29 → 2009-03-26
    Citigroup Global Markets Inc.
    New York, NY
  • 2007-05-16 → 2007-05-29
    Citicorp Investment Services
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-15
S63 Uniform Securities Agent State Law Examination 1998-10-20
  • S66 Uniform Combined State Law Examination
    2007-05-15
  • S63 Uniform Securities Agent State Law Examination
    1998-10-20

View on SEC IAPD

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Other Offices

EDWARD JONES · MORRISTOWN, NJ
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
KIELY CAPITAL MANAGEMENT, INC. · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
MML INVESTORS SERVICES, LLC · Morristown, NJ
EQUITABLE ADVISORS, LLC · MORRISTOWN, NJ
HIMCO, LLC · MORRISTOWN, NJ

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