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Michael Jonathan Hettinga

Zia Investment Advisors

Albuquerque, NM

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Current Employers
Zia Investment Advisors

Albuquerque, NM • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2013-05-28
TX RA APPROVED_RES 2013-05-24
NM RA APPROVED 2008-11-07
  • LA RA
    APPROVED
    Since 2013-05-28
  • TX RA
    APPROVED_RES
    Since 2013-05-24
  • NM RA
    APPROVED
    Since 2008-11-07

Branch Locations

Albuquerque, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zia Investment Advisors Albuquerque NM 10/2008 Present
Previous Registrations
  • 2004-12-08 → 2008-10-16
    The Mutual Fund Store
    Albuquerque, NM
  • 2003-09-12 → 2004-11-09
    Td Ameritrade, Inc.
    Albuquerque, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-01
S63 Uniform Securities Agent State Law Examination 2000-12-08
  • S66 Uniform Combined State Law Examination
    2003-08-01
  • S63 Uniform Securities Agent State Law Examination
    2000-12-08
Other Names
  • Michael J Hettinga

View on SEC IAPD

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