David William Schauer

Employer firm

Allworth Financial, L.p. CRD 111167

$33.6B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-07-02
CA	RA	APPROVED	2004-02-24

TX RA
APPROVED

Since 2013-07-02
CA RA
APPROVED

Since 2004-02-24

Branch Locations

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Allworth Financial	Sacramento	CA	02/2004	Present
Aw Securities	Sacramento	CA	01/2008	Present

02/2004 → Present

Allworth Financial

Sacramento, CA
01/2008 → Present

Aw Securities

Sacramento, CA

Previous Registrations

2011-08-10 → 2014-01-09

Pathway Strategic Advisors

Folsom, CA

Other Businesses

07/2017 - PRESENT; COASTAL STAR PARTNERS LLC AND VALLEY STAR PARTNERS; INVESTOR AND LTD PARTNER IN COMMERCIAL REAL ESTATE; INVESTMENT RELATED ONLY IN THE COMMERCIAL REAL ESTATE MARKET; NO DUTIES, NO TIME DEVOTED, NOT COMPENSATED, JUST AN INVESTOR.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-09-18
S63	Uniform Securities Agent State Law Examination	1998-10-21

S66 Uniform Combined State Law Examination

2002-09-18
S63 Uniform Securities Agent State Law Examination

1998-10-21

Designations

Certified Financial Planner
Chartered Financial Analyst

Other Names

David William Schaver

View on SEC IAPD