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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-07
  • MN RA
    APPROVED
    Since 2014-01-07

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

796 Bielenberg Dr Suite 101, Woodbury, MN 55125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Enhancement Group, Llc Wayzata MN 04/2002 Present
Wealth Enhancement Advisory Services, Llc Wayzata MN 04/2002 Present
Wealth Enhancement Brokerage Services, Llc Wayzata MN 02/2007 Present
Lpl Financial, Llc Woodbury MN 02/2007 06/2025
Previous Registrations
Other Businesses

1. 2/5/2007: NON-VARIABLE INSURANCE DBA - WEALTH ENHANCEMENT - AGENT SELLING TRADITIONAL INSURANCE, FIXED ANNUITIES, DISABILITY, AND LTC. - WOODBURY, MN. 2. 3/12/2007: REGISTERED INVESTMENT ADVISOR - WEALTH ENHANCEMENT ADVISORY SERVICES, LLC - WOODBURY, MN. 3. 12/22/2010: NON-VARIABLE INSURANCE DBA - WEALTH ENHANCEMENT GROUP - AGENT SELLING TRADITIONAL INSURANCE, FIXED ANNUITIES, DISABILITY, AND LTC. - TIME SPENT 10% - WOODBURY, MN. 4. 09/01/2015 - SUKUP WEG, INC. - IVN REL - 576 BIELENBERG DRIVE SUITE 120 WOODBURY, MN 55125 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 06/24/2008 - NO TIME SPENT - SUKUP WEG, INC. 06/24/2008 BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY. 5. 11/7/2017 - Mr JJ Legoz Holdings, LLC - Investment Related - Real Estate Rental - 5 Hours Per Month/1 Hour During Securities Trading - Own two residential rental properties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-09-30
  • S66 Uniform Combined State Law Examination
    1998-09-30
Designations
  • Certified Financial Planner

View on SEC IAPD

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