Alan Lee Haworth

Current Employers

Employment History

• 01/2011 → 09/2018
  Oppenheimer & Co.
  Dallas, TX
• 09/2018 → Present
  Clare Market Investments, Llc
  Dallas, TX

Previous Registrations

• 2011-01-07 → 2018-09-14
  Oppenheimer & Co. Inc.
  Dallas, TX
• 2006-10-24 → 2011-01-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX

Other Businesses

1.Insurance sales; investment related: Yes; 5956 Sherry Lane, 10th Fl, Ste 1000, Dallas, TX 75225 USA; insurance sales; Insurance Agent; insurance sales; 2018-09-10; Hours devoted to business during trading hours: 1; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0. 2. OWNER; DECLASSIFIED RECORDS LLC; INVESTMENT RELATED: NO; 4117 STANFORD AVE DALLAS TX 75225 USA; SELLING VINYL RECORDS; WILL OVERSEE OPERATION OF A STORE THAT WILL BE STAFFED BY ONE INDIVIDUAL RESPONSIBLE FOR SELLING VINYL RECORDS, DAILY OPERATION AND ADMINISTRATIVE DUTIES; START DATE: 2022-03-25; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 5; HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 10; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 1. 3. Stalking Butler App; investment related; 4117 Stanford Avenue Dallas TX 75225 US; Set up a LLC and hired individuals to develop an application to gather and compile financial data related to publicly traded companies, stock market, other public investments and fund managers from various public sources as a way to streamline the research process; Owner; manage the individuals developing the application, handle costs associated with the development; Start date: 2024-09-24; Hours per month devoted to business during trading hours: 30; Hours per month devoted to business outside trading hours: 60

Exams

• S66 Uniform Combined State Law Examination
  2006-10-23