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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-22 |
| IL | RA | APPROVED | 2026-01-22 |
| MN | RA | APPROVED | 2024-01-23 |
| PA | RA | APPROVED | 2023-07-06 |
| SC | RA | APPROVED | 2021-11-22 |
| MD | RA | APPROVED | 2021-04-21 |
| NY | RA | APPROVED | 2021-04-16 |
| OK | RA | APPROVED | 2021-01-25 |
| HI | RA | APPROVED | 2020-11-18 |
| UT | RA | APPROVED | 2020-07-29 |
| KY | RA | APPROVED | 2020-07-28 |
| MT | RA | APPROVED | 2020-07-28 |
| MO | RA | APPROVED | 2020-05-26 |
| CO | RA | APPROVED | 2019-12-13 |
| MA | RA | APPROVED | 2019-12-05 |
| NM | RA | APPROVED | 2019-12-02 |
| AZ | RA | APPROVED | 2019-06-26 |
| GA | RA | APPROVED | 2019-06-14 |
| IN | RA | APPROVED | 2019-02-27 |
| WY | RA | APPROVED | 2018-11-30 |
| NJ | RA | APPROVED | 2018-11-07 |
| WA | RA | APPROVED | 2017-10-04 |
| VA | RA | APPROVED | 2017-08-23 |
| OR | RA | APPROVED | 2017-06-01 |
| TX | RA | APPROVED_RES | 2017-04-17 |
| OH | RA | APPROVED | 2016-09-29 |
| CA | RA | APPROVED | 2015-06-18 |
| IA | RA | APPROVED | 2015-01-14 |
| NV | RA | APPROVED | 2014-05-19 |
Branch Locations
1 Meridian Vis Dr Ste 255, Las Vegas, NV 89135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Las Vegas | NV | 12/2011 | Present |
| Park Avenue Securities | Las Vegas | NV | 12/2012 | Present |
| Guardian Life Insurance | Irvine | CA | 11/2018 | 02/2021 |
| Park Avenue Securities | Irvine | CA | 11/2018 | 02/2021 |
1. DI Broker, Start: 01/03/2017, Address: Online, 1 bus hr per month, Investment related, 2. Liberty ID-Offer identity theft restoration for clients Start: 04/24/2017 Address: 1707 Village Center Circle Ste. 100; Las Vegas, NV 89134, 2 bus hrs per month, Not investment related, 3. WestPac Properties LLC-WestPac Properties is the holding company that owns our office building,. Start: 10/02/2017, Address: 8906 Spanish Ridge Ave Las Vegas Nevada 89148, 0 hrs per month, Investment related, 4. Black Oak Capital LLC-Business consulting, Start: 07/02/2018, Address: 8906 Spanish Ridge ave Suite 110,Las Vegas, NV 89148, 2 bus hrs per month, Not investment related, 5. Author/Speaker-Author for news articles, magazines, and books-Published book by the name of Financial Malpractice, Start: 12/17/2018, Address: 8906 Spanish Ridge Ave Suite 110, Las Vegas, NV 89148, 5 non bus hrs per month, Not investment related, 6. Foxhole Partner Experience-Coaching company for Financial Advisers that deals with behavioral management, Start: 10/08/2019, Address: 2010 Coors Creek Cove, Collierville, TN 38017, 1 non bus hr per month, Not investment related, 7. Just One Project/ Board of Directors-Board Member of Committee that is in charge of raising funds for a non-profit organization called The Just One Project,. Start: 01/01/2020, Address: 1541 W Oakey Blvd, Las Vegas, NV 89102, 5 bus hrs per month, Not investment related, 8. Insurance Outside of Guardian, Start Date: 10/1/2025, Address: 8906 Spanish Ridge Ave Suite 110 Las Vegas, NV 89148, 1 total hr/month; 1 during securities trading hours, Investment Related, <10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-06 |
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