Best Investors
Account
Sign in
Best Investors
Account
Sign in
CRD 3086525
Money Concepts Capital Corp CRD 12963
$4.07B regulatory AUM 1,108 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2007-03-05 |
Branch Locations
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
210 West Ohio, Butler, MO 64730-0190 • United States
11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES
5600 Mexico Road Ste.1, Saint Peters, MO 63376 • United States
1118 Remington Plaza Suite A, Raymore, MO 64083 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aflac | Butler | MO | 03/2005 | Present |
| Principal Life Insurance | Butler | MO | 05/2006 | Present |
| Money Concepts Capital Corp | Palm Beach Gardens | FL | 11/2006 | Present |
| Dswa Certified Public Accountants | Butler | MO | 12/2007 | Present |
1. DSWA CERTIFIED PUBLIC ACCOUNTANTS PC, NON-INVESTMENT RELATED. SINCE 12/01/2007, EMPLOYEE. PARTNERSHIP. ASSISTING WITH HUMAN RESOURCES. ASSISTANCE WITH EMPLOYEE BENEFITS ADMINISTRATION. ASSISTANCE WITH RESEARCH AND CUSTOMER RELATIONS. CPA/TAX PREPARATION. ACCOUNTING. 25 HRS. MO. 15 HRS. MO. DURING SECURITIES TRADING. 2. GROUP HEALTH & SUPPLEMENTAL INSURANCE SALES. 8-10 HRS. MO. 6-8- HRS. MO. DURING SECURITES TRADING. 3. DSWA Certified Public Accountants since 12/1/2007, CPA, TAX, ACCOUNTING, Non-investment related, 1-10% time spent on activity during securities hrs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-15 |
Reach out to this advisor