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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-12 |
| IL | RA | APPROVED | 2024-12-03 |
Branch Locations
30 S Wacker Dr Fl 40 [Wi-Rbo], Chicago, IL 60606 • United States
5640 W Touhy Ave, Niles, IL 60714 • United States
500 Lake Cook Rd Stes 175 & 300, Deerfield, IL 60015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chartwell Investment Partners | Berwyn | PA | 02/2015 | 11/2019 |
| Unemployed | Buffalo Grove | IL | 12/2019 | 01/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2020 | 07/2020 |
| Northwestern Mutual Investment Services Llc | Chicago | IL | 01/2020 | 07/2020 |
| Fidelity Brokerage Services Llc | Highland Park | IL | 08/2020 | 06/2023 |
| Raymond James & Associates, Inc. | Buffalo Grove | IL | 02/2015 | 12/2024 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 12/2024 | Present |
1. 100% OWNERSHIP, 910 W. MADISON ST UNIT 803, 910 W. MADISON ST UNIT 803, CHICAGO, , ILLINOIS, 60607, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 02/11/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RENTAL PROPERTY LANDLORD
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-16 |
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