Best Investors Account Sign in
Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2014-08-29
  • CO RA
    APPROVED
    Since 2014-08-29

Branch Locations

Parker, CO • United States

720 South Colorado Boulevard Suite 1100, Glendale, CO 80246 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Glendale CO 05/2014 Present
Tiaa-Cref Individual & Institutional Services, Llc Glendale CO 05/2014 Present
Other Businesses

JUBILEE FELLOWSHIP CHURCH POSITION: currently, church member NATURE: church, religious organization. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 04/10/2023 ADDRESS: 9359 E. Nichols Ave, Centennial CO 80112, United States DESCRIPTION: Member of church board of directors.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-29
S63 Uniform Securities Agent State Law Examination 2014-01-31
  • S65 Uniform Investment Adviser Law Examination
    2014-08-29
  • S63 Uniform Securities Agent State Law Examination
    2014-01-31

View on SEC IAPD

More in Parker, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor