Richard Patrick Macdonald

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-05-15
OR	RA	APPROVED	2016-07-28

TX RA
APPROVED_RES

Since 2019-05-15
OR RA
APPROVED

Since 2016-07-28

Branch Locations

497 Oakway Road Suite 280, Eugene, OR 97401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Longmeadow	MA	06/2007	Present

06/2007 → Present

Stifel, Nicolaus & Company, Incorporated

Longmeadow, MA

Previous Registrations

2006-11-06 → 2007-06-05

Ryan Beck & Co.

Longmeadow, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-11-02
S63	Uniform Securities Agent State Law Examination	2001-04-02

S65 Uniform Investment Adviser Law Examination

2006-11-02
S63 Uniform Securities Agent State Law Examination

2001-04-02

View on SEC IAPD

Employer firm

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Previous Registrations

Exams

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