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Kelly Lynn Oates

Rbc Capital Markets, LLC

Florham Park, NJ

Lyndhurst, NJ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-13
NJ RA APPROVED 2018-03-19
  • TX RA
    APPROVED_RES
    Since 2026-02-13
  • NJ RA
    APPROVED
    Since 2018-03-19

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Lyndhurst, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Warren NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Warren NJ 11/2016 03/2018
Rbc Capital Markets, Llc. Florham Park NJ 03/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-03
  • S66 Uniform Combined State Law Examination
    2007-03-03

View on SEC IAPD

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