James K. Ma

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 09/2022
  Jp Morgan Securities Llc
  Flushing, NY
• 02/2015 → 09/2022
  Jpmorgan Chase Bank
  Flushing, NY
• 09/2022 → Present
  Fidelity Investments
  Flushing, NY
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2022-10-05 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Flushing, NY
• 2015-03-03 → 2022-09-03
  J.P. Morgan Securities Llc
  College Point, NY
• 2013-08-19 → 2013-10-29
  Lpl Financial Llc
  Whitestone, NY
  Bayside, NY
  Flushing, NY
• 2004-01-14 → 2013-05-20
  Capital One Financial Advisors Llc
  Brooklyn, NY
• 2003-10-31 → 2004-09-01
  Essex National Securities, Llc
  Lake Success, NY

Exams

• S66 Uniform Combined State Law Examination
  2003-10-20
• S63 Uniform Securities Agent State Law Examination
  1998-11-25

Other Names

• James Ma
• James Kong Ma
• James K Ma
• James Gard Ma
• James Kong Ma
• James Kong-Gard Ma