William Erwin Roeser

Current Employers

Employment History

• 10/1991 → Present
  Roeser Accountancy Corporation
  Fresno, CA
• 11/2006 → 10/2019
  1St Global Capital Corp
  Fresno, CA
• 10/2007 → 10/2019
  1St Global Advisors, Inc.
  Fresno, CA
• 10/2019 → 09/2025
  Avantax Advisory Services
  Fresno, CA
• 10/2019 → 09/2025
  Avantax Investment Services, Inc
  Fresno, CA
• 04/2021 → Present
  Dba Capitalnomics
  Fresno, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Fresno, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Fresno, CA
• 2007-10-03 → 2019-10-25
  1St Global Advisors Inc
  Fresno, CA
  Fresno, CA

Other Businesses

1) ROESER WEALTH MANAGEMENT POSITION: OWNER NATURE: WEALTH MANAGEMENT SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 64 SECURITIES TRADING HOURS: 3 START DATE: 11/07/2016 ADDRESS: Fresno CA 93720, United States DESCRIPTION: I am changing the name of the entity to Roeser Wealth Management from Roeser Financial Services, Inc. We will operate the new entity as a general partnership rather than a corporation. 2) WILLIAM ROESER PHOTOGRAPHY POSITION: OWNER NATURE: LANDSCAPE PHOTOGRAPHY INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2010 ADDRESS: Fresno CA , United States DESCRIPTION: Owner 3) ROESER ACCOUNTANCY CORPORATION POSITION: OWNER NATURE: CPA Firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/1991 DESCRIPTION: CPA firm 4) DBA CAPITALNOMICS; POSITION: Owner Member NATURE: Wanting to do CPA work and business valuation work using my existing CPA and CVA licenses in a new city. I currently live and have a CPA firm in Fresno, California. I wish to open a second office in Bend, Oregon in the future, very part time. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 05/17/2021 ADDRESS: 9 River Park Place E, Suite 450, Fresno CA 93720, United States DESCRIPTION: I would network with business professionals who need CPA Accounting or business valuation work for their clients; mostly gift and estate valuations which requires the CPA license. It would essentially be an extension of my current office in Fresno, but it would require me to get a new city, county and state license for Bend, Oregon. I'd need a DBA or new entity. 5) PRV, LLC POSITION: Member NATURE: Rental real estate building INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/11/2021 ADDRESS: 9 River Park Place East, Suite 450, Fresno CA 93720, United States DESCRIPTION: Non-controlling Member of LLC. Prepare annual tax return for the partnership. Occasional discussion with single business tenant. 6) LIFEMARK WEALTH MANAGEMENT POSITION: Owner NATURE: This is going to be my new name for my existing wealth management reporting. Currently, I am using Roeser Wealth Management but will be changing or updating this name to Lifemark Wealth Management. No other changes other than the name. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 03/01/2022 ADDRESS: 9 River Park Place E, Suite 450, Fresno CA 93720, United States DESCRIPTION: Duties and responsibilities include providing financial advisory services to clients, maintaining an office to support client visits, maintain books and records of the business, network and market services to clients and prospects, secure training and education for services provided. 7) RIVER STONE GROUP LLC POSITION: Member - 100% NATURE: Lot, LLC owns unimproved land, in residential community INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/14/2022 ADDRESS: 9 River Park Place E, Suite 450, Fresno CA 93720, United States DESCRIPTION: Owns lot, pay expenses for upkeep, property taxes, insurance, etc. 8) VALLEY VALUATIONS POSITION: Owner NATURE: DBA under Roeser Accountancy Corporation an existing approved OBA. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/28/2022 ADDRESS: 9 River Park Place E, Suite 450, Fresno CA 93720, United States DESCRIPTION: Accountancy/CPA firm providing business valuations for trust and estate work, litigation support using existing CPA license to do so.

Exams

• S66 Uniform Combined State Law Examination
  2007-07-21

Other Names

• William Roeser
• Bill Roeser