Thomas Joseph Goelz

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 04/2018
  Ubs Financial Services Inc
  Sarasota, FL
• 04/2018 → Present
  Raymond James & Associates
  Lakewood Ranch, FL
• 10/2017 → 01/2023
  Lakewood Ranch High School
  Bradenton, FL

Previous Registrations

• 2009-04-02 → 2018-05-15
  Ubs Financial Services Inc.
  Sarasota, FL
• 1998-08-28 → 2009-04-15
  Citigroup Global Markets Inc.
  Sarasota, FL
  Sarasota, FL

Other Businesses

(1) Name of Business: Children's World ESOP Address: 4525 Bee Ridge Road, Sarasota, FL, 34233, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 06/30/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Serve as a general advisor to the business. (2) Name of Business: none Address: 6417 Rosefinch Ct, Bradenton, FL, 34212, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/19/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: rent a townhome I own to my sister. (3) Name of Business: TD Event Management LLC Address: 8321 245th ST E, Myakka City, FL, 34251, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 02/28/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Help promote, coordinate and run Fastpitch Softball Tournament.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-10
• S63 Uniform Securities Agent State Law Examination
  1998-09-01

Other Names

• T J Goelz