Robert Wayne Carey

Current Employers

Employment History

• 12/2003 → 08/2022
  Avantax Investment Services, Inc.
  Oxnard, CA
• 08/2006 → 08/2022
  Avantax Advisory Services
  Oxnard, CA
• 11/2005 → 08/2022
  Avantax Insurance Agency, Llc
  Oxnard, CA
• 12/2014 → Present
  Snarpezel.cOm, Inc
  Templeton, CA
• 07/2002 → Present
  Carey & Hanna Cpas
  Oxnard, CA
• 12/2014 → Present
  Snarpezel.COm, Inc
  Templeton, CA
• 10/2025 → Present
  Carey & Hanna Tax & Wealth Planners
  Oxnard, CA
• 11/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2026 → Present
  Avantax Planning Partners, Inc.
  Dubuque, IA

Previous Registrations

• 2006-08-30 → 2022-09-01
  Avantax Advisory Services
  Oxnard, CA

Other Businesses

1. NAME OF OTHER BUSINESS: CAREY & HANNA CPAS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR TAX BUSINESS START DATE: 07/2002 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 25 APX NUMBER OF HOURS DURING TRADING HOURS: 25 BRIEF DESCRIPTION OF DUTIES: MANAGE THE ENTIRE COMPANY AND PERFORM TYPICAL TASKS AND DUTIES AS A CPA; 2. NAME OF OTHER BUSINESS: SNARPEZEL.COM, INC INVESTMENT RELATED: NO ADDRESS: TEMPLETON, CA 93465 NATURE OF BUSINESS: ESTABLISHED TO PROVIDE CONSULTING SERVICES TO SPECIALIZED CLIENTS START DATE: 12/2014 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: BUSINESS IS BASICALLY DORMANT. OCCASIONALLY, I PROVIDE LIMITED CONSULTING TO AVANTAX ABOUT POTENTIAL NEW RECRUITS, AND THEY PAY ME FOR THIS SERVICE.; 3. NAME OF OTHER BUSINESS: CAREY & HANNA TAX & WEALTH PLANNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 10/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 35 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISORY SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-03-30
• S63 Uniform Securities Agent State Law Examination
  2026-02-19

Other Names

• Bob Carey
• Robert Wayne Carey